UP Fintech Holding Limited 6-K Report for October 2024: Regulatory Compliance Insights

Here are the key points extracted from the provided section of the financial report (FORM 6-K) for UP Fintech Holding Limited:

1. Filing Information:

• Document Type: 6-K
• Commission File Number: 001-38833
• Date of Filing: October 24, 2024
• Reporting Period: For the month of October 2024

2. Company Information:

• Company Name: UP Fintech Holding Limited
• Address: 1 Raffles Place, #35-61 One Raffles Place, Singapore (048616)

3. Signatory:

• The report is signed by John Fei Zeng, who is the Chief Financial Officer.

4. Regulatory Compliance:

• The report is submitted pursuant to the requirements of the Securities Exchange Act of 1934, indicating compliance with U.S. SEC regulations.

5. Exhibit Index:

• The report includes an exhibit (Exhibit 99.1) which is a press release.

6. Indication of Annual Reports:

• The document includes a section to indicate whether the registrant will file annual reports under Form 20-F or Form 40-F. Here, Form 20-F is checked, while Form 40-F is unchecked.

Insights:

• The document reflects ongoing regulatory compliance by UP Fintech Holding Limited under U.S. laws, which is important for investors and stakeholders.
• The signing by the CFO indicates that the information is officially validated at a high management level, which adds credibility.
• The inclusion of a press release suggests that the company may have important news or updates that could impact its stock performance or investor sentiment.

This information could be useful for stakeholders analyzing the company's regulatory compliance and management's commitment to transparency.