Ultra Clean Holdings, Inc. 10-Q/A Report: Key Trading Plan Insights

Here are the key insights extracted from the financial report section provided:

1. Entity Information:

• Company Name: Ultra Clean Holdings, Inc.
• CIK Number: 0001275014
• Incorporation State: Delaware
• Location: 26462 Corporate Avenue, Hayward, CA 94545
• Contact Number: 510-576-4400
• Stock Symbol: UCTT (NASDAQ)
• Filing Type: 10-Q/A
• Classification: Large Accelerated Filer

2. Trading Plan Details:

• Trading Plan Initiator: Clarence Granger, Chairman of the Company’s Board of Directors.
• Adoption Date of Trading Plan: August 5, 2024.
• Plan Duration: Scheduled to terminate on August 7, 2025, but subject to early termination.
• Securities Involved: Sale of up to 5,000 shares of the company's common stock.
• Conditions: Sales are subject to certain minimum price thresholds.

3. Regulatory Compliance:

• The trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, which provides a safe harbor for trades made according to a prearranged plan.

4. Key Dates:

• Reporting Period Start Date: December 30, 2023
• Reporting Period End Date: September 27, 2024
• Instant Context Date: January 24, 2025

5. Stock Information:

• Common Stock Par Value: $0.001 per share.

6. Additional Notes:

• The report confirms that no exceptions under Rule 10b5-1 have been adopted or terminated in relation to this trading plan.

This summary highlights the essential aspects of the financial report, focusing on the trading plan and the regulatory compliance of the company.