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Roma Green Finance Limited's Form 6-K: February 2025 Financial Report & Governance Insights

$ROMA
Form 6-K
Filed on: 2025-02-25
Source
Roma Green Finance Limited's Form 6-K: February 2025 Financial Report & Governance Insights

Here are the key pieces of information extracted from the financial report (Form 6-K) for Roma Green Finance Limited:

  1. Company Information:
  • Name: Roma Green Finance Limited
  • Jurisdiction: Cayman Islands
  • Address: Flat 605, 6/F., Tai Tung Building, 8 Fleming Road, Wanchai, Hong Kong
  1. Contact Information:
  • CEO: Luk Huen Ling Claire
  • Phone: +852 25296878
  • Email: claireluk@roma-international.com
  1. Filing Details:
  • Filing Date: February 25, 2025
  • Reporting Period: For the month of February 2025
  • Form: 6-K (Report of Foreign Private Issuer)
  1. Regulatory Compliance:
  • The report is being filed under the Securities Exchange Act of 1934.
  • Roma Green Finance Limited intends to disclose its home country rule exemption in its annual reports on Form 20-F for the fiscal year ended March 31, 2024, and the fiscal year ending March 31, 2025.
  1. Home Country Rule Exemption:
  • The company is utilizing the home country rule exemption as set forth in Nasdaq Rules 5615(a)(3), allowing it to follow practices of the Cayman Islands instead of certain Nasdaq requirements.
  • Specific exemptions taken include:
    • Rule 5620(a): Annual meeting of shareholders requirement.
    • Rule 5620(b): Proxy solicitation and providing proxy statements.
    • Rule 5635(a): Shareholder approval for certain securities issuances related to acquisitions.
    • Rule 5635(b): Shareholder approval required for transactions resulting in a change of control.
    • Rule 5635(c): Shareholder approval for stock options or equity compensation arrangements.
    • Rule 5635(d): Shareholder approval for certain transactions involving issuance of securities.
  1. Legal Counsel:
  • The company’s Cayman Islands counsel, Conyers Dill & Pearman, has certified that the company is not prohibited from adopting the aforementioned governance practices under Cayman Islands law.
  1. Exhibit:
  • A letter certifying the home country rule exemption is included as Exhibit 99.1.
  1. Corporate Governance:
  • Aside from the exemptions noted, the company states that its corporate governance practices do not materially differ from those of U.S. domestic companies under Nasdaq listing standards.

This summary captures the essential details of the filing, including the company's information, regulatory compliance, and governance practices.