Nvni Group Limited Reports $12M Private Placement in January 2025 Form 6-K

Here are the key insights extracted from the financial report (Form 6-K) of Nvni Group Limited:

1. Company Information:

• Name: Nvni Group Limited
• Address: P.O. Box 10008, Willow House, Cricket Square, Grand Cayman, Cayman Islands KY1-1001.

2. Report Type:

• This is a Form 6-K, which is a report of a foreign private issuer filed with the SEC.

3. Filing Date:

• The report is filed for the month of January 2025 and was signed on January 6, 2025.

4. Commission File Number:

• 001-41823.

5. Private Placement Transaction:

• The Company completed a private placement transaction that raised $12.0 million in gross proceeds.
• The transaction was finalized on January 2, 2025.
• The funds raised will be used for general corporate purposes and working capital.

6. Placement Agent:

• Maxim Group LLC served as the exclusive placement agent for the transaction.

7. Additional Information:

• The report references an earlier Form 6-K filed on December 31, 2024, which contains further details about the Private Placement.
• The issuance of securities related to this transaction is made in reliance on an exemption from registration under Section 5 of the Securities Act.

8. Exhibits Included:

• Several documents related to the transaction are filed as exhibits, including:
• • Securities Purchase Agreement (Exhibit 10.1)
  • Form of Series A Ordinary Share Purchase Warrant (Exhibit 10.2)
  • Form of Series B Ordinary Share Purchase Warrant (Exhibit 10.3)
  • Placement Agent Warrant (Exhibit 10.4)
  • Placement Agency Agreement (Exhibit 10.5)
  • Form of Lock-Up Agreement (Exhibit 10.6)
  • Registration Rights Agreement (Exhibit 10.7)

This summary highlights the critical financial and corporate actions taken by Nvni Group Limited as reported in the SEC filing.